We are currently hiring on behalf of our client
👉 Responsibilities
🔹 Ensure full compliance with all applicable Ethiopian capital market laws, regulatory directives, and internal policies of iCapital Investment Partners.
🔹 Develop, implement, and maintain compliance policies, procedures, and controls to minimize regulatory risks and ensure adherence to legal requirements.
🔹 Monitor regulatory changes and advise the Firm’s leadership on necessary adjustments to policies and operations.
🔹 Conduct regular internal audits and risk assessments to identify compliance gaps and recommend corrective actions.
🔹 Lead the preparation and submission of compliance reports to the Ethiopian Capital Market Authority (ECMA).
🔹 Oversee and provide guidance to employees on compliance-related matters, ensuring all staff understand and adhere to regulatory and ethical standards.
🔹 Serve as the primary point of contact with regulators, handling all compliance-related inquiries and inspections.
🔹 Develop and deliver compliance training programs for employees to foster a culture of integrity and regulatory awareness.
🔹 Investigate and resolve any compliance breaches, implementing corrective actions to mitigate risks.
🔹 Collaborate with legal, risk management, and other departments to ensure a coordinated approach to compliance and governance.
About You
👉 Qualifications
1️, A minimum of five (3) years of experience in the financial services industry, specializing in risk management, compliance, control, or legal affairs.
2️, A bachelor’s degree in Law, Management, Accounting, or a related field from a recognized higher learning institution.
3️, Strong familiarity with financial sector laws, regulations, and directives is mandatory.
Requirement Skill
Oral and written communication
Attention to detail
Problem solving
Financial management
Accounting
How To Apply
please fill out the application form using the link provided https://forms.gle/AmZAgxcCdEk873XQA
To apply for this job please visit forms.gle.
